Ledgerbird

Investment Services

Investment Services

  • In , This report is for distribution only to professional investors under Article 9(5) of the Financial Investment Services and Capital Market Act of Korea (“FSCMA”).Spain: This document is a research report and it is addressed to institutional investors only.

  • The Company has established an ICAAP which is documented in an annual ICAAP Report in accordance with Article 34 of the Law 97(I)/2021, Section 104(2) of the Law and Section 68 of the revoked Investment Services Law.

  • Under an Investment Services Contract (the “Contract”) with the Trust, Barings agrees to use its best efforts to present to the Trust a continuing and suitable investment program consistent with the investment objectives and policies of the Trust.

  • The Company qualifies as a ‘Maltese UCITS’ in terms of the Investment Services Act (Marketing of UCITS) Regulations (S.L. 370.18, Laws of Malta).

  • Annuity; 529; Life; Group Pension 33-0493552 29721 Approved 4/4/2007 GLP Investment Services, LLC Annuity; Group Pension 38-3544062 25450 Approved 10/21/2003 Gold Coast Securities, Inc.